Managing Director (Securities & Asset Management)

Acting as a licensed RO, fulfilling Director and MIC duties to oversee overall management, key business lines, compliance functions; Establishing compliance frameworks and internal controls for SFC and AML/CFT adherence; Supervising staff operations, trading, risk; Participating in business decisions and supervising licensed representatives; Reviewing investment decisions for portfolio compliance

Post-secondary (Diploma/Certificate); 5 years of experience required; Fluent Cantonese ; Fluent Putonghua ; Fluent English ; Able to read & write Chinese ; Able to read & write English ; 持SFC 1、4、9類牌照，持2、6類牌照優先; 具5年或以上監督1號牌等持牌公司營運經驗，具美股知識優先

$45,000 - $50,000 per month, with Annual Leave 12 days, Bank Holiday and Discretionary Bonus (熟悉香港相關法規、證監會指引), Mon to Fri: 9:00AM-6:00PM, 5 working days per week, 8 working hours per day

Job seekers may e-mail(cydiachen@asiapacificsec.com.hk) resume to ASIA PACIFIC SECURITIES LIMITED. To obtain a copy of Personal Information Collection Statement, please contact MISS CYDIA CHEN by Email.

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